SFC Licences of CHOU Shun, Alan 周迅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 26 April 2012 | 16 August 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 August 2004 | 13 September 2004 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 18 August 2004 | 13 September 2004 |