SFC Licences of KIM Dae Wook 金大煜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Factorial Management Limited | RE | 9 | 17 February 2014 | 24 March 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 20 September 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 15 June 2010 | 20 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2010 | 20 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 June 2010 | 26 August 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 April 2006 | 23 January 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 03 April 2006 | 23 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 April 2006 | 23 January 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 16 August 2004 | 04 March 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 16 August 2004 | 04 March 2006 |