SFC Licences of HONG Shaw-Shiun 洪紹勛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 June 2009 | 25 August 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 June 2009 | 25 August 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 09 June 2009 | 01 November 2013 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 20 August 2004 | 22 April 2009 |
| UBS Securities Asia Limited | RE | 2 | 20 August 2004 | 22 April 2009 |
| UBS Securities Asia Limited | RE | 1 | 20 August 2004 | 22 April 2009 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 August 2004 | 22 April 2009 |