SFC Licences of DIALDAS Anand
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Redbridge Capital Management Limited | RE | 9 | 14 August 2014 | 08 June 2016 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 9 | 23 December 2009 | 09 August 2010 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 4 | 23 December 2009 | 09 August 2010 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 2 | 23 December 2009 | 09 August 2010 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 1 | 23 December 2009 | 09 August 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 September 2005 | 24 December 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 August 2005 | 24 December 2007 |
VC International Asset Management Limited 匯盈國際資產管理有限公司 | RE | 9 | 17 September 2004 | 16 February 2005 |