SFC Licences of LAM Li Man 林莉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 | RE | 2 | 03 December 2014 | 15 September 2023 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 June 2008 | 02 September 2009 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 17 August 2005 | 17 September 2014 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 August 2004 | 19 July 2005 |