SFC Licences of ONG Su-Mei, Samantha Nichola 王淑梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 20 March 2014 | 31 January 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 December 2004 | 20 May 2005 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 25 August 2004 | 20 May 2005 |