SFC Licences of TSANG Ka Kin 曾家健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 6 16 June 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 December 2008 14 January 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 15 December 2008 14 January 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 15 December 2008 14 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 15 October 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 15 October 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 28 August 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 28 August 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 26 August 2004 06 August 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 26 August 2004 06 August 2007