SFC Licences of HU Shaowei 胡少威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 21 October 2013 | 16 April 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 March 2009 | 24 May 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 13 March 2009 | 24 May 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 March 2009 | 24 May 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 26 May 2006 | 20 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 26 May 2006 | 20 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 May 2006 | 20 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 30 September 2004 | 18 March 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 September 2004 | 18 March 2006 |