SFC Licences of LIU Wai Fat, Winson 廖為發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 10 May 2018 | 03 November 2020 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 16 April 2018 | 03 November 2020 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 16 April 2018 | 03 November 2020 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 23 May 2017 | 04 December 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 08 May 2017 | 04 December 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 October 2016 | 16 January 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 September 2011 | 30 November 2012 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 | RE | 1 | 06 March 2007 | 20 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 September 2004 | 08 April 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 September 2004 | 08 April 2005 |