SFC Licences of PATTAR Jasvinder Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KKR Capital Markets Asia Limited | RE | 4 | 21 December 2018 | |
KKR Capital Markets Asia Limited | RE | 1 | 21 December 2018 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 October 2017 | 14 July 2018 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 9 | 17 May 2007 | 14 July 2018 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 10 May 2005 | 17 May 2007 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 4 | 25 October 2004 | 14 July 2018 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 9 | 25 October 2004 | 10 May 2005 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 07 September 2004 | 25 October 2004 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 07 September 2004 | 25 October 2004 |