SFC Licences of OKUYAMA Ayuko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 November 2015 | 13 November 2018 |
Merrill Lynch Far East Limited | RE | 1 | 13 October 2014 | 05 August 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 October 2014 | 05 August 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 March 2005 | 30 May 2013 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 27 August 2004 | 31 December 2004 |