SFC Licences of SHU Hon 舒瀚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 05 August 2015 | 30 June 2019 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 20 May 2015 | 30 June 2019 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 20 May 2015 | 30 June 2019 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 20 May 2015 | 30 June 2019 |
| UIC Financial Advisors Limited 環宇理財有限公司 | RO | 4 | 14 October 2010 | 31 December 2014 |
| UIC Financial Advisors Limited 環宇理財有限公司 | RE | 4 | 27 July 2010 | 14 October 2010 |
| iBest Consultants Limited | RE | 9 | 20 November 2009 | 14 July 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 May 2009 | 11 January 2010 |
| iBest Consultants Limited | RE | 1 | 23 April 2009 | 14 July 2010 |
| iBest Consultants Limited | RE | 4 | 19 March 2009 | 14 July 2010 |
| orientiert XYZ Securities Limited | RE | 4 | 19 April 2005 | 09 March 2009 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 September 2004 | 15 February 2005 |