SFC Licences of LI Ying Wah 李應華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianli Financial Limited 天利金融有限公司 RO 9 04 June 2019
Tianli Financial Limited 天利金融有限公司 RO 4 04 June 2019
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 9 03 December 2018 26 April 2019
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 4 03 December 2018 26 April 2019
Gold Mountains Asset Management Limited 金山資產管理有限公司 RO 9 12 June 2017 19 July 2018
Gold Mountains Asset Management Limited 金山資產管理有限公司 RO 4 12 June 2017 19 July 2018
Atherton Asset Management Limited 尚金資產管理有限公司 RO 9 24 June 2013 07 January 2015
Atherton Asset Management Limited 尚金資產管理有限公司 RE 9 14 June 2013 24 June 2013
ExaByte Capital Management (HK) Limited 大數資本管理(香港)有限公司 RO 9 16 April 2013 02 June 2013
ExaByte Capital Management (HK) Limited 大數資本管理(香港)有限公司 RE 9 18 March 2013 16 April 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 9 01 August 2012 20 February 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 4 18 June 2012 20 February 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 30 May 2012 18 June 2012
Argyle Street Management Limited RO 9 28 October 2010 25 May 2012
Argyle Street Management Limited RO 4 28 October 2010 25 May 2012
Argyle Street Management Limited RE 9 14 June 2005 28 October 2010
Argyle Street Management Limited RE 4 14 June 2005 28 October 2010
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RE 6 27 September 2004 30 December 2004