SFC Licences of YIP Chi Yan, Christopher 葉志恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mount Logan Capital Limited 洛根資本有限公司 | RO | 9 | 07 January 2020 | |
Mount Logan Capital Limited 洛根資本有限公司 | RO | 4 | 07 January 2020 | |
Mount Logan Capital Limited 洛根資本有限公司 | RE | 9 | 26 September 2018 | 07 January 2020 |
Mount Logan Capital Limited 洛根資本有限公司 | RE | 4 | 26 September 2018 | 07 January 2020 |
CN Capital Management Limited | RE | 9 | 22 June 2016 | 09 January 2017 |
Neuberger Berman Asia Limited | RE | 4 | 22 January 2015 | 01 May 2016 |
Neuberger Berman Asia Limited | RE | 1 | 22 January 2015 | 01 May 2016 |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 31 December 2010 | 04 July 2014 |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 31 December 2010 | 04 July 2014 |
T. Rowe Price International, Inc. | RE | 9 | 10 September 2004 | 31 December 2010 |
T. Rowe Price International, Inc. | RE | 4 | 10 September 2004 | 31 December 2010 |