SFC Licences of WATTS Nigel Owen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SC Lowy Asset Management (HK) Limited	RE	9	08 July 2015
SC Lowy Financial (HK) Limited	RE	1	11 June 2014
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	2	09 May 2012	04 April 2013
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	09 May 2012	04 April 2013
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	2	31 October 2011	30 April 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	1	31 October 2011	30 April 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	2	20 January 2009	31 October 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	20 January 2009	31 October 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	08 May 2007	09 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	25 April 2007	09 September 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	4	02 September 2004	23 December 2006
J.P. Morgan Broking (Hong Kong) Limited	RE	1	02 September 2004	23 December 2006