SFC Licences of LOU Chao 樓超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 June 2007 | 16 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 22 June 2007 | |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 02 September 2004 | 28 July 2005 |