SFC Licences of GUHA Krishna Jyoti

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 09 June 2014 13 November 2022
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 26 September 2008 25 May 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 26 May 2008 08 August 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 May 2008 08 August 2008
Morgan Stanley Hong Kong Futures Limited RE 7 22 August 2007 04 September 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 22 August 2007 04 September 2007
Morgan Stanley Hong Kong Futures Limited RE 2 22 August 2007 04 September 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 August 2007 04 September 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 11 April 2006 19 July 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 April 2006 19 July 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 06 September 2004 19 July 2007