SFC Licences of GUHA Krishna Jyoti
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 09 June 2014 | 13 November 2022 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 26 September 2008 | 25 May 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 26 May 2008 | 08 August 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 May 2008 | 08 August 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 22 August 2007 | 04 September 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 August 2007 | 04 September 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 22 August 2007 | 04 September 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 August 2007 | 04 September 2007 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 11 April 2006 | 19 July 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 April 2006 | 19 July 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 06 September 2004 | 19 July 2007 |