SFC Licences of LEUNG Kwok Kit, Donald 梁國傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
RO 1, 4, 6 13 August 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
RE 1, 4, 6 17 December 2018 13 August 2019
Investec Capital Asia Limited 天達融資亞洲有限公司
RO 1 05 January 2018 23 September 2018
Investec Capital Asia Limited 天達融資亞洲有限公司
RO 6 29 January 2016 23 September 2018
Investec Capital Asia Limited 天達融資亞洲有限公司
RE 1 19 November 2015 05 January 2018
Investec Capital Asia Limited 天達融資亞洲有限公司
RE 6 19 November 2015 29 January 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 1, 6 12 November 2014 23 October 2015
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 16 May 2014 12 November 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 6 28 March 2013 10 April 2014
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司
RE 6 11 June 2010 10 April 2014
Joy Silver Limited 喜銀有限公司
RE 1, 6 02 February 2010 30 April 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
RO 1, 6 30 September 2008 10 February 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
RE 1 20 April 2006 30 September 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
RE 6 18 April 2006 30 September 2008
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司
RE 6 02 September 2004 24 March 2006