SFC Licences of CHEN Augustine
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 May 2008 | 09 April 2011 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 September 2004 | 29 March 2007 |