SFC Licences of DING Yi 丁屹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 RO 9 21 May 2012 03 November 2014
Head & Shoulders Securities Limited 聯合證券有限公司 RO 9 10 November 2010 21 May 2012
Head & Shoulders Securities Limited 聯合證券有限公司 RE 9 01 November 2010 10 November 2010
Soteria Asset Management Limited 泓泰資產管理有限公司 RO 9 14 April 2008 25 October 2010
Ginger Capital Management Limited RO 9 18 November 2004 23 March 2006
Ginger Capital Management Limited RO 5 18 November 2004 23 March 2006
Ginger Capital Management Limited RO 4 18 November 2004 23 March 2006