SFC Licences of KAO Kuo-Chou 高國洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 1 | 11 September 2008 | 31 March 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 03 March 2008 | 30 May 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 September 2004 | 11 April 2005 |