SFC Licences of WONG Kim Sing 黃劍星

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T.F.S. Derivatives HK Limited RE 1 14 February 2020 13 May 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 19 January 2017 29 August 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 19 January 2017 29 August 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 19 August 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 23 March 2010 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 March 2010 19 August 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 March 2010 31 August 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 9 24 April 2008 26 February 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 18 April 2008 26 February 2010
Credit Suisse Futures (Hong Kong) Limited RE 7 14 April 2005 18 February 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 07 September 2004 18 February 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 07 September 2004 18 February 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 07 September 2004 18 February 2008