SFC Licences of YAN Ka Yee Connie 甄家怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 08 August 2011 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 August 2011 | 24 January 2013 |
| UBS Securities Asia Limited | RE | 2 | 05 June 2008 | 16 April 2010 |
| UBS Securities Asia Limited | RE | 1 | 30 April 2007 | 16 April 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 25 April 2005 | 30 January 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 September 2004 | 30 January 2007 |