SFC Licences of BROWN Bahar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Virtu ITG Hong Kong Limited | RE | 7 | 21 September 2010 | 19 December 2012 |
Virtu ITG Hong Kong Limited | RE | 1 | 21 September 2010 | 19 December 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 21 July 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 21 July 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 24 July 2006 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 24 July 2006 | 29 September 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 October 2004 | 15 May 2006 |