SFC Licences of HUI Wai Yee, Karen 許慧怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 1 | 21 January 2014 | 16 November 2015 |
FPCG (Hong Kong) Limited | RE | 1 | 12 July 2013 | 19 July 2013 |
Guggenheim Securities (Hong Kong) Limited | RE | 1 | 14 July 2009 | 17 September 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 September 2004 | 15 November 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 September 2004 | 15 November 2006 |