SFC Licences of LI Chi Yan, Cecil 李志仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 26 July 2007 | 31 December 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 26 July 2007 | |
| Halbis Capital Management (Hong Kong) Limited | RE | 9 | 15 July 2005 | 31 December 2011 |
| Halbis Capital Management (Hong Kong) Limited | RE | 4 | 15 July 2005 | 31 December 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 08 September 2004 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 08 September 2004 |