SFC licenceholder ALF534 LEE Jay Hyun 李在賢

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 12 March 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [1] (Dealing in Securities) 28 September 2012 01 March 2013
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE [1] (Dealing in Securities) 08 October 2010 01 March 2013
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE [6] (Advising on Corporate Finance) 27 August 2010 01 March 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 07 September 2004 22 June 2010