SFC Licences of THAM Seng Yum, Ronald 譚承蔭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Link Asset Management Limited 領展資產管理有限公司 | RO | 9 | 22 May 2023 | |
| Link Asset Management Limited 領展資產管理有限公司 | RE | 9 | 28 April 2023 | 22 May 2023 |
| Macquarie Corporate (Hong Kong) Limited | RO | 6 | 15 March 2005 | 13 October 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 15 March 2005 | 13 October 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 15 March 2005 | 13 October 2010 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 07 September 2004 | 15 March 2005 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 07 September 2004 | 15 March 2005 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 September 2004 | 15 March 2005 |