SFC Licences of HOU Qing 侯慶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 April 2006 | 11 February 2009 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 03 April 2006 | 11 February 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 13 September 2004 | 02 March 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 13 September 2004 | 02 March 2006 |