SFC Licences of YIP Kim Wah 葉劍華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 May 2008 | 20 May 2008 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 May 2008 | 20 May 2008 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 May 2005 | 14 April 2008 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 September 2004 | 13 May 2005 |