SFC Licences of LI Yip Kei 李業基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 4 06 May 2015 14 December 2015
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 06 May 2015 14 December 2015
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 27 October 2007 12 February 2015
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 05 October 2004 31 May 2010