SFC Licences of LI Yip Kei 李業基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 06 May 2015 | 14 December 2015 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 06 May 2015 | 14 December 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 October 2007 | 12 February 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 05 October 2004 | 31 May 2010 |