SFC Licences of CHAN Pui Kwan 陳佩君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 1 | 03 July 2014 | |
| Neuberger Berman Asia Limited | RE | 9 | 23 June 2014 | |
| Neuberger Berman Asia Limited | RE | 4 | 23 June 2014 | |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 9 | 17 December 2012 | 08 June 2014 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 4 | 17 December 2012 | 08 June 2014 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 15 June 2006 | 08 June 2014 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 15 June 2006 | 08 June 2014 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 9 | 31 March 2006 | 28 May 2006 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 4 | 31 March 2006 | 28 May 2006 |
| NNIP Hong Kong Limited | RE | 9 | 13 September 2004 | 28 May 2006 |
| NNIP Hong Kong Limited | RE | 4 | 13 September 2004 | 28 May 2006 |
| NNIP Hong Kong Limited | RE | 1 | 13 September 2004 | 28 May 2006 |