SFC Licences of HUNG Cho Yan 洪祖恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RIME Capital Limited 霧凇資本有限公司	RO	1	30 March 2020	30 September 2020
SR Wealth Securities Limited 中富證券有限公司	RO	1	25 August 2016	02 January 2019
Aristo Securities Limited 雅利多證券有限公司	RO	1	03 July 2015	01 June 2016
China Finance Holdings Limited 中港金融證券有限公司	RO	1	17 July 2014	31 October 2014
Finet Securities Limited 財華證券有限公司	RO	2	17 July 2014	31 October 2014
Finet Securities Limited 財華證券有限公司	RO	1	17 July 2014	31 October 2014
Thomas Global Financial Services Limited 石匠環球金服有限公司	RO	1	19 March 2012	30 June 2014
Well Link Securities Limited 立橋證券有限公司	RO	1	11 January 2012	02 March 2012
Well Link Securities Limited 立橋證券有限公司	RO	2	06 July 2011	02 March 2012
Well Link Securities Limited 立橋證券有限公司	RE	1	13 April 2011	11 January 2012
Well Link Securities Limited 立橋證券有限公司	RE	2	13 April 2011	06 July 2011
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	18 March 2008	25 March 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	18 March 2008	25 March 2011
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司	RE	2	18 June 2007	01 March 2008
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司	RE	1	18 June 2007	01 March 2008
Ewarton Securities Limited 穎翔證券有限公司	RE	1	10 September 2004	28 September 2006