SFC Licences of HUNG Cho Yan 洪祖恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Opulence Securities Limited 中國創富證券有限公司
RO 1 30 March 2020 30 September 2020
Well Link Securities Limited 立橋證券有限公司
RO 2 06 July 2011 02 March 2012
Well Link Securities Limited 立橋證券有限公司
RE 1 13 April 2011 11 January 2012
Well Link Securities Limited 立橋證券有限公司
RE 2 13 April 2011 06 July 2011
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 18 March 2008 25 March 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1 18 March 2008 25 March 2011
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司
RE 1 18 June 2007 01 March 2008
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司
RE 2 18 June 2007 01 March 2008
Ewarton Securities Limited 穎翔證券有限公司
RE 1 10 September 2004 28 September 2006
SR Wealth Securities Limited 中富證券有限公司
RO 1 25 August 2016 02 January 2019
Aristo Securities Limited 雅利多證券有限公司
RO 1 03 July 2015 01 June 2016
China Finance Holdings Limited 中港金融證券有限公司
RO 1 17 July 2014 31 October 2014
Finet Securities Limited 財華證券有限公司
RO 1, 2 17 July 2014 31 October 2014
Thomas Global Financial Services Limited 石匠環球金服有限公司
RO 1 19 March 2012 30 June 2014
Well Link Securities Limited 立橋證券有限公司
RO 1 11 January 2012 02 March 2012