SFC Licences of LEE Wai Man 李慰民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 10 April 2015 | 14 October 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 17 February 2015 | 17 July 2018 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 17 February 2015 | 10 April 2015 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 1 | 18 July 2014 | 03 February 2015 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RO | 4 | 18 May 2012 | 03 February 2015 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RO | 4 | 23 July 2010 | 31 December 2011 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 19 November 2009 | 23 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 14 January 2009 | 31 October 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 07 August 2007 | 02 January 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 06 March 2006 | 22 July 2007 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 16 September 2004 | 01 February 2006 |