SFC Licences of NG Ka Fai, Karen 吳家暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 | RE | 4 | 11 April 2006 | 13 September 2007 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 14 September 2004 | 07 December 2005 |