SFC Licences of KO Oi Na 高愛娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wolf Vest Capital Management Limited 沃富資本管理有限公司 RO 9 02 February 2024
Wolf Vest Capital Management Limited 沃富資本管理有限公司 RO 4 02 February 2024
Powership Capital Management Limited 能敬資本管理有限公司 RO 9 01 April 2021 31 January 2024
Powership Capital Management Limited 能敬資本管理有限公司 RO 4 01 April 2021 31 January 2024
Powership Capital Management Limited 能敬資本管理有限公司 RO 1 01 April 2021 31 January 2024
Wah Thai Securities Limited 華泰證券有限公司 RO 1 29 December 2017 28 February 2021
C.M. Capital Advisors (HK) Limited RO 4 22 December 2016 15 December 2017
Shacom Futures Limited 上商期貨有限公司 RO 5 19 April 2012 01 November 2016
Shacom Futures Limited 上商期貨有限公司 RO 2 19 April 2012 01 November 2016
Shacom Securities Limited 上銀證券有限公司 RO 4 06 April 2009 01 November 2016
Shacom Securities Limited 上銀證券有限公司 RO 1 06 April 2009 01 November 2016
Shacom Securities Limited 上銀證券有限公司 RE 1 05 November 2004 06 April 2009