SFC Licences of KO Oi Na 高愛娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wolf Vest Capital Management Limited 沃富資本管理有限公司 | RO | 9 | 02 February 2024 | |
Wolf Vest Capital Management Limited 沃富資本管理有限公司 | RO | 4 | 02 February 2024 | |
Powership Capital Management Limited 能敬資本管理有限公司 | RO | 9 | 01 April 2021 | 31 January 2024 |
Powership Capital Management Limited 能敬資本管理有限公司 | RO | 4 | 01 April 2021 | 31 January 2024 |
Powership Capital Management Limited 能敬資本管理有限公司 | RO | 1 | 01 April 2021 | 31 January 2024 |
Wah Thai Securities Limited 華泰證券有限公司 | RO | 1 | 29 December 2017 | 28 February 2021 |
C.M. Capital Advisors (HK) Limited | RO | 4 | 22 December 2016 | 15 December 2017 |
Shacom Futures Limited 上商期貨有限公司 | RO | 5 | 19 April 2012 | 01 November 2016 |
Shacom Futures Limited 上商期貨有限公司 | RO | 2 | 19 April 2012 | 01 November 2016 |
Shacom Securities Limited 上銀證券有限公司 | RO | 4 | 06 April 2009 | 01 November 2016 |
Shacom Securities Limited 上銀證券有限公司 | RO | 1 | 06 April 2009 | 01 November 2016 |
Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 05 November 2004 | 06 April 2009 |