SFC Licences of SEEX David Christopher Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RO | 4 | 12 October 2018 | 31 December 2022 |
Schroder Investment Management (Hong Kong) Limited | RO | 1 | 12 October 2018 | 31 December 2022 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 17 April 2018 | 12 October 2018 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 17 April 2018 | 12 October 2018 |
Schroder Adveq Management (Hong Kong) Limited | RO | 4 | 02 January 2013 | 08 May 2019 |
Schroder Adveq Management (Hong Kong) Limited | RO | 1 | 02 January 2013 | 08 May 2019 |
RAB Capital (Asia) Limited | RO | 9 | 23 August 2010 | 25 August 2011 |
RAB Capital (Asia) Limited | RO | 4 | 23 August 2010 | 25 August 2011 |
RAB Capital (Asia) Limited | RO | 1 | 23 August 2010 | 25 August 2011 |
RAB Capital (Asia) Limited | RO | 5 | 23 August 2010 | 21 October 2010 |