SFC Licences of LI Kwok Kei, Stephen 李國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| United Overseas Bank Limited 大華銀行 | 4 | 31 July 2015 | ||
| United Overseas Bank Limited 大華銀行 | 1 | 31 July 2015 | ||
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 31 July 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 August 2012 | 31 July 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 28 August 2012 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 August 2012 | 31 August 2013 |