SFC Licences of HUYNH Armand 曹浩朗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 23 August 2013 | 07 November 2014 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 August 2013 | 07 November 2014 |
Merrill Lynch Far East Limited | RE | 2 | 10 September 2010 | 05 October 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 November 2007 | 10 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 June 2006 | 05 October 2010 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 15 October 2004 | 22 January 2005 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 15 October 2004 | 22 January 2005 |