SFC Licences of HEIDELBERG Jean Christophe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RO | 7 | 30 January 2020 | 30 November 2020 |
Tullett Prebon (Hong Kong) Limited | RO | 2 | 30 January 2020 | 30 November 2020 |
Tullett Prebon (Hong Kong) Limited | RO | 1 | 30 January 2020 | 30 November 2020 |
ICAP Securities Hong Kong Limited | RO | 7 | 01 October 2018 | 30 November 2020 |
ICAP Securities Hong Kong Limited | RO | 2 | 01 October 2018 | 30 November 2020 |
ICAP Securities Hong Kong Limited | RO | 1 | 01 October 2018 | 30 November 2020 |
ICAP Securities Hong Kong Limited | RO | 7 | 27 April 2018 | 30 September 2018 |
ICAP Equities Asia Limited | RO | 2 | 08 March 2018 | 30 September 2018 |
ICAP Equities Asia Limited | RO | 1 | 08 March 2018 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RO | 2 | 27 June 2013 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RO | 1 | 27 June 2013 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RE | 2 | 12 January 2006 | 27 June 2013 |
ICAP Securities Hong Kong Limited | RE | 1 | 12 January 2006 | 27 June 2013 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 21 September 2004 | 06 January 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 21 September 2004 | 06 January 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 21 September 2004 | 06 January 2006 |