SFC Licences of TSANG Ka Kan, Edmund 曾嘉勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 04 March 2022 | 09 January 2023 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 04 March 2022 | 09 January 2023 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 06 February 2017 | 01 April 2021 |
Natixis Asia Limited | RE | 4 | 06 January 2014 | 22 November 2016 |
Natixis Asia Limited | RE | 1 | 06 January 2014 | 22 November 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 February 2012 | 22 May 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 13 July 2010 | 16 August 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2010 | 16 August 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 September 2004 | 17 July 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 23 September 2004 | 02 March 2006 |