SFC Licences of TSANG Ka Kan, Edmund 曾嘉勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 04 March 2022 09 January 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 04 March 2022 09 January 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 06 February 2017 01 April 2021
Natixis Asia Limited RE 4 06 January 2014 22 November 2016
Natixis Asia Limited RE 1 06 January 2014 22 November 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 February 2012 22 May 2013
Merrill Lynch (Asia Pacific) Limited RE 7 13 July 2010 16 August 2011
Merrill Lynch (Asia Pacific) Limited RE 1 13 July 2010 16 August 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 September 2004 17 July 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 23 September 2004 02 March 2006