SFC Licences of CHUI Chi Ming 徐志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 21 October 2014 | 21 March 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 07 July 2014 | 12 September 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 07 July 2014 | 12 September 2014 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 29 June 2006 | 29 June 2014 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 21 October 2005 | 29 June 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 October 2005 | 29 June 2014 |
| Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 18 November 2004 | 03 October 2005 |