SFC licenceholder ALG205 CHAN Sze Wei, Eric 陳思維

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 15 April 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE [1] (Dealing in Securities) 19 June 2012 15 August 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE [1] (Dealing in Securities) 19 June 2012 15 August 2013
Convoy Asset Management Limited 康宏資產管理有限公司 RE [1] (Dealing in Securities) 22 May 2008 12 June 2012
Convoy Asset Management Limited 康宏資產管理有限公司 RE [4] (Advising on Securities) 15 October 2004 02 June 2010