SFC Licences of HON Ka Man, Roger 韓嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 18 June 2012 | 21 September 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 June 2012 | 21 September 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 3 | 18 June 2012 | 31 October 2016 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 06 December 2010 | 30 December 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 06 December 2010 | 30 December 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 3 | 06 December 2010 | 20 October 2014 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 28 September 2004 | 16 November 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 28 September 2004 | 16 November 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 September 2004 | 16 November 2010 |