SFC Licences of CHIU Yue Seng 趙汝成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 22 February 2013 | 30 December 2016 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 13 November 2012 | 22 February 2013 |
| Merrill Lynch Far East Limited | RO | 6 | 24 September 2009 | 13 July 2012 |
| Merrill Lynch Far East Limited | RO | 4 | 24 September 2009 | 13 July 2012 |
| Merrill Lynch Far East Limited | RO | 1 | 24 September 2009 | 13 July 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 24 September 2009 | 13 July 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 24 September 2009 | 13 July 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 24 September 2009 | 13 July 2012 |
| Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 24 September 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 24 September 2009 |
| Merrill Lynch Far East Limited | RE | 6 | 23 September 2004 | 24 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 September 2004 | 24 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 September 2004 | 24 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 September 2004 | 24 September 2009 |