SFC Licences of LU Yin 陸垠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 29 September 2010 | 24 October 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 29 September 2010 | 24 October 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 September 2010 | 24 October 2011 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 28 August 2010 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 04 October 2004 | 16 October 2008 |