SFC Licences of LAM Che Chung, Dennis 林志聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mighty Divine Securities Limited RO 1 08 June 2021
Mighty Divine Investment Management Limited RO 9 09 June 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RO 4 08 August 2018 07 January 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RO 9 11 April 2018 07 January 2020
Phoenician Limited 富理基有限公司 RO 4 21 September 2015 27 June 2016
Phoenician Limited 富理基有限公司 RO 9 12 May 2015 27 June 2016
Phoenician Limited 富理基有限公司 RE 9 15 April 2015 12 May 2015
JT Capital Management Limited 嘉泰新興資本管理有限公司 RO 9 18 March 2013 01 April 2015
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 24 December 2010 09 August 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 24 December 2010 09 August 2012
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 18 December 2008 09 August 2012
Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 RO 9 16 March 2007 21 March 2008
Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 RE 9 27 October 2004 16 March 2007