SFC Licences of CHAN Ka Yeung 陳家揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 25 October 2018 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 22 October 2015 | 05 October 2018 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 22 June 2010 | 17 October 2013 |
Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 | RE | 9 | 11 March 2010 | 01 April 2010 |
Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 | RE | 4 | 11 March 2010 | 01 April 2010 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 14 August 2007 | 20 July 2008 |
China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 24 August 2006 | 22 July 2007 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 27 June 2006 | 05 August 2006 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 03 June 2006 | 12 June 2006 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 5 | 03 June 2006 | 12 June 2006 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 26 October 2004 | 11 November 2005 |