SFC Licences of CHAN Ka Yeung 陳家揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 25 October 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 22 October 2015 05 October 2018
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 22 June 2010 17 October 2013
Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 RE 9 11 March 2010 01 April 2010
Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 RE 4 11 March 2010 01 April 2010
CCB International Securities Limited 建銀國際證券有限公司 RE 4 14 August 2007 20 July 2008
China Everbright Research Limited 中國光大資料研究有限公司 RE 4 24 August 2006 22 July 2007
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 27 June 2006 05 August 2006
Chief Securities Limited 致富證券有限公司 RE 4 03 June 2006 12 June 2006
Chief Commodities Limited 致富期貨商品有限公司 RE 5 03 June 2006 12 June 2006
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 26 October 2004 11 November 2005