SFC Licences of BAVIS Mark John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RO | 1 | 26 March 2018 | 30 June 2022 |
BGC Securities (Hong Kong) LLC | RE | 1 | 23 January 2018 | 26 March 2018 |
GFI (HK) Securities L.L.C. | RO | 7 | 19 January 2017 | 15 January 2018 |
GFI (HK) Securities L.L.C. | RO | 1 | 19 January 2017 | 15 January 2018 |
GFI (HK) Securities L.L.C. | RE | 7 | 17 May 2016 | 19 January 2017 |
GFI (HK) Securities L.L.C. | RE | 1 | 17 May 2016 | 19 January 2017 |
ICAP Equities Asia Limited | RO | 1 | 14 November 2012 | 07 December 2015 |
ICAP Equities Asia Limited | RE | 1 | 17 April 2012 | 14 November 2012 |
GFI (HK) Securities L.L.C. | RE | 7 | 20 June 2007 | 05 January 2012 |
GFI (HK) Securities L.L.C. | RE | 1 | 03 March 2006 | 05 January 2012 |
BGC Securities (Hong Kong) LLC | RE | 1 | 25 October 2004 | 23 December 2005 |