SFC Licences of WONG Suet Yi 王雪怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 1 10 November 2022 31 October 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 2 23 March 2016 22 July 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 1 23 March 2016 22 July 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 03 August 2015 25 December 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 October 2014 25 December 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 1 16 May 2014 29 September 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 28 March 2013 30 October 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 28 March 2013 30 October 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 23 September 2004 29 August 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 September 2004 29 August 2006