SFC Licences of WONG Suet Yi 王雪怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 10 November 2022 | 31 October 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 23 March 2016 | 22 July 2022 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 23 March 2016 | 22 July 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 August 2015 | 25 December 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 October 2014 | 25 December 2015 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 16 May 2014 | 29 September 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 28 March 2013 | 30 October 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 28 March 2013 | 30 October 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 23 September 2004 | 29 August 2006 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 23 September 2004 | 29 August 2006 |